When you have a stockbroker handle your investments, you expect that this person won’t violate legal and ethical standards. But sadly, this isn’t always the case, and below are several reasons you may need to hire a stock fraud attorney. Misrepresentation or Omissions In order to know when to buy or sell an investment, clients…
Continue reading ›If you have been the victim of broker misconduct, you may be wondering if you need a stock fraud lawyer. Here are just a few things that indicate that you need to obtain the services of an experienced stock fraud lawyer: Your broker was involved in bond fraud & misconduct. If your broker did not…
Continue reading ›If you’ve been the victim of stock fraud, you will definitely need the services of an experienced stock fraud attorney who will handle your case. But, you may be wondering, what will a stock fraud attorney do for you? In an attempt to make this process go a little bit easier for you — even…
Continue reading ›Florida stock broker fraud attorney s well understand the underpinnings of the 2012 case of the U.S. Securities and Exchange Commission(SEC) versus First Resource Group, LLC, in which company principal David H. Stern was “charged with 3 counts of fraud.” The crime of fraud, in general, consists of deliberate misrepresentations–or omissions–of facts in order to…
Continue reading ›A Florida stock fraud lawyer is adept at aiding victims of what the U.S. Securities and Exchange Commission (SEC) calls–in its investor alert bulletins–“fraudulent stock promotions.” The SEC’s Office of Education and Advocacy recently issued a warning about “fraudsters who promote a stock to drive up the price, and then sell their own shares at…
Continue reading ›For many retirees, the idea of spending their leisure years in Florida is a goal for which they have striven for many years. According to U.S. News & World Report’s analysis of 2010 U.S. Census Bureau data, the “Sunshine State” has the greatest proportion of people who are at least 65 (17.3%). And that doesn’t…
Continue reading ›The Savage Law Firm is pleased to serve the Tampa area, especially for those residents who are in need of a Florida stock fraud lawyer. How do you know if you need a Florida stock fraud attorney? Here’s some things you need to consider: Has your stock portfolio decreased, significantly, due to negligence or incompetence…
Continue reading ›Saving for retirement is a sacrifice. Entrusting a securities firm to manage your money is a leap of faith. You expect nothing less than candid, professional and precise information regarding your investments. Sometimes, dishonest stockbrokers and savings advisers take advantage of an investor’s vulnerable position. Due to the dishonesty of others, you could be facing…
Continue reading ›Stock broker fraud, also known as investment fraud, occurs when a financial professional or firm offers incomplete, inaccurate or biased information that ends up benefiting the adviser or firm and not the investor. A single individual can commit this type of fraud or it may occur on a corporate level and can run the gamut…
Continue reading ›Like many investment schemes, the opportunity to invest in a Florida technology company developing a product for the NFL sounded too good to be true. In fact, it was entirely false. Now three Florida men are in prison for their roles selling shares in the fake company. Stock fraud, also known as securities fraud, is…
Continue reading ›
