Articles Posted in attorney

Tips for Tracking Your Investment Brokerage Activity
Savage Villoch Law, PLLC

Many passive investors are happy just leaving their investments at the hands of their brokerage firms. Many investors opt review brokerage activity via a monthly overview statement rather than from a hands-on approach. Broker-dealers handling investment accounts are free to make most decisions on quantity and frequency of investment securities. Although ostensibly broker-dealers must have…

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Why it Matters That NYSE is Expanding Securities Trading
Savage Villoch Law, PLLC

By the end of 2017, the New York Stock Exchange (NYSE) will open up its trading floor to all U.S. securities. Currently, NYSE restricts securities trading on the floor to the top 3,166 stocks, according to a Reuters report. The change means that, now, up to 8,600 securities can be traded by floor brokers. So,…

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Brokerage Firms Fail to Protect Consumer Records
Savage Villoch Law, PLLC

The Financial Industry Regulation Authority (FINRA) announced fines against 12 securities firms for their failure to accurately protect consumer records. FINRA carried out fines, totaling $14.4 million, against 12 securities brokerage firms, including some of the largest-backed firms in the country. FINRA found that these firms storing broker-dealer and consumer records without precautions in place…

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Alfred Villoch is a very versatile individual. He's helped me in several parts of the law and was able to leverage his experience multiple times whether with corporate law or insurance. He takes the extra steps needed to not only ensure an iron clad proposal is offered but sees the value as a...

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Bert Savage has been a great help to myself and my company. He has demonstrated that he is very knowledgeable and effective, and seems to achieve a lot with the hours he bills. We are quite satisfied with his services and intend to continue our relationship with him. Highly recommended for any of...

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