In the SEC’s pursuit of their mission to “protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation,” access to information about potential unlawful activity is of unique importance and interest. [1] Without access to such information, the SEC faces a much steeper battle in holding bad actors accountable and protecting both investors…
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wins $11.5 million
against Morgan
Stanley, as reported
in Barrons
wins $11.5 million
against Morgan
Stanley, as reported
in Barrons