While it may be difficult to verify first-hand how secure your stockbroker keeps your personal information, a recent order from the Securities and Exchange Commission (SEC) shows that even the largest stockbrokers are prone to customer data breaches. On September 20, 2022, the SEC fined financial services giant Morgan Stanley Smith Barney (“MSSB”) $35 million…
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wins $11.5 million
against Morgan
Stanley, as reported
in Barrons
wins $11.5 million
against Morgan
Stanley, as reported
in Barrons