Articles Posted in Investment

You know that the factors affecting an investment’s valuation go behind standard data and metrics. Often, an investment’s value can hinge largely on highly subjective factors, like public perception. The “reputation” of an asset or security can either signal an attractive investment opportunity or drive away investors. You’ve probably heard of pump and dump schemes;…

Regardless of your investing experience, nobody knows everything there is to know about stock and securities trading. That’s why you have probably enlisted the help of an investment professional, either as a sounding-board for investment decisions or to assist you in facilitating and completing transactions. An investment advisor or a broker-dealer can be a great…

Investing in your future financial security is one of the wisest decisions you can make. Planning for your retirement now can provide you with peace-of-mind for the future. There are many ways you can invest in retirement savings; one of the most popular being through an Individual Retirement Account (IRA). The great thing about IRAs…

Did you recently suffer from a big stock market loss? Think it may have been due to negligence or fraud by your stock broker? While losses are to be expected from time to time when investing in the stock market, there are times when your loss may be due to stockbroker negligence or fraud. In…

Have you been a victim of stockbroker fraud or negligence? If so, you may have a case against them. But, you have to proceed in the right way to obtain the best outcome. Your case will come down to everything from your evidence to how you file your claim. That’s why you must have the…

The fundamentals Cardinal rules; building-blocks, do’s-and’don’ts: You may know them under different names but they all refer to the same foundational structures that underline all our social and economic systems. And the investment world is no different. Every investor cuts their teeth learning the basic concepts of investing; how to build and manage a portfolio…

When you entrust the the management of your investment portfolio to a broker, that’s a big deal. If you are going to ask someone to assist you in managing your financial future, you are going to want to know that they have your best investment interests at heart. The relationship between you and your broker…

As an investor, risks are things you have to take into account. Before every investment decision, you need to assess potential risks and recognize ways to mitigate them. While its true that some securities and assets may have more associated risks than others, there is one they all share: the risk of fraud. However, while…

When you lose money in the stock market, especially a large amount, it may seem like the end of the world. While a major loss can make your heart sink and make you feel helpless, it’s important to pick yourself back up and try your best to get through it. While that’s easier said than…

The Fiduciary Rule is Dead! Long Live the Fiduciary Rule! Well… it didn’t get quite such a commemorative send-off. In fact, it got the sort of ignominious sentence fit for a mongrel animal or a disowned family member. Yes, the Department of Labor (DOL)’s fiduciary rule is dead and it doesn’t look like we’ll be…