Articles Posted in Arbitrators

FINRA Dispute Resolution Arbitration: An Investor’s Guide
Savage Villoch Law, PLLC

FINRA Dispute Resolution arbitration offers a fair and expedited dispute resolution pathway for investors looking to resolve a dispute with their broker or securities firm. The arbitration process works as an alternative to traditional litigation and operates completely independent of the court system. As a result, this process often allows parties to save on both…

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Fourth Circuit Slaps Down Bad Arguments Regarding Arbitration and Account Contracts
Savage Villoch Law, PLLC

In Interactive Brokers, LLC v. Saroop, the United States Federal Court of Appeals for the Fourth Circuit made it clear that a broker’s contract that incorporates FINRA rules supports a breach of contract claim when the broker violates FINRA. Further, this case reinforces the public policy of using arbitration to lower costs and create an…

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