Articles Posted in Customer Data Breach

Is Your Stockbroker Keeping Your Personal Data Safe?
Savage Villoch Law, PLLC

While it may be difficult to verify first-hand how secure your stockbroker keeps your personal information, a recent order from the Securities and Exchange Commission (SEC) shows that even the largest stockbrokers are prone to customer data breaches. On September 20, 2022, the SEC fined financial services giant Morgan Stanley Smith Barney (“MSSB”) $35 million…

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